Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Lobo has been in the financial services industry since 2016. Gregory is currently a registered representative with Finalis Securities LLC in New York, NY. Prior to joining Finalis Securities LLC, Gregory worked at Securities America, Inc., Janney Montgomery Scott LLC, Canaccord Genuity Inc., The Princeridge Group LLC, and Cohen & Company Capital Markets, LLC. Gregory has a combined total of 10 years of experience in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/06/2023 - Present
Finalis Securities LLC (New York NY)
NJ
10/27/2020 - 09/30/2022
SECURITIES AMERICA, INC. (BERNARDSVILLE NJ)
NY
03/29/2016 - 06/26/2019
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
04/15/2014 - 11/30/2015
CANACCORD GENUITY INC. (NEW YORK NY)
NY
06/01/2011 - 09/01/2011
THE PRINCERIDGE GROUP LLC (NEW YORK NY)
NY
10/26/2010 - 06/01/2011
COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)
BOTH
Issued 11/25/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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