Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Guemmer is a financial advisor with LPL Financial LLC. Gregory has over 30 years of experience in the financial services industry. Gregory has been registered with the Securities and Exchange Commission (SEC) since 1991. Gregory is a Certified Financial Planner and holds Series 6, 7, and 63 licenses. Gregory has been with LPL Financial LLC since 2024. Prior to that, Gregory was employed by Money Concepts Capital Corp., Benefit Planning and Resource Horizons Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
08/20/2024 - Present
LPL Financial LLC (BLUE SPRINGS MO)
MO
05/09/2005 - 09/30/2014
RESOURCE HORIZONS GROUP LLC (BLUE SPRINGS MO)
IL
01/01/2004 - 05/05/2005
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
VA
10/27/1999 - 01/01/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NY
02/01/1999 - 10/20/1999
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
VA
09/08/1998 - 02/02/1999
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
GA
05/05/1997 - 04/28/1998
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
06/01/1996 - 12/31/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
SD
11/10/1995 - 06/01/1996
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
TX
08/15/1989 - 08/25/1994
U.S.-WORLDWIDE FINANCIAL SERVICES, INC. (WACO TX)
NA
03/29/1989 - 03/26/1992
JIM BECHERER & CO.
BC
Issued 04/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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