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Gregory W Romano

J.p. Morgan Institutional Investments Inc.

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About Gregory W Romano

Gregory W. Romano is a financial advisor who has been in the industry since June 24, 1993. Gregory is currently registered with J.p. Morgan Institutional Investments Inc. Gregory has a wide range of experience in the financial services industry, having previously worked for Goldman, Sachs & Co., U.S. Bancorp Investments, Transamerica Financial Resources, Inc., First Colonial Investment Services, Inc., and Van Kampen Merritt Inc. Gregory holds the Series 3, 6, 7, and SIE licenses. Gregory is registered in 52 states and Puerto Rico.

Firm Information

Gregory Romano is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Romano’s Registration & Firm History

OH

02/08/2011 - Present

J.p. Morgan Institutional Investments Inc. (COLUMBUS OH)

IL

01/01/1998 - 01/26/2011

GOLDMAN, SACHS & CO. (CHICAGO IL)

MN

02/27/1995 - 12/12/1997

U.S. BANCORP INVESTMENTS (SAINT PAUL MN)

CA

01/04/1994 - 04/28/1995

TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)

IL

06/02/1993 - 03/08/1995

FIRST COLONIAL INVESTMENT SERVICES, INC. (ROSEMONT IL)

TX

04/22/1993 - 04/29/1993

VAN KAMPEN MERRITT INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 01/13/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2016

Series 3 - National Commodity Futures Examination

BC

Issued 07/20/1993

Series 7 - General Securities Representative Examination

BC

Issued 03/17/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory W Romano.
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