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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Vinton Vaughan is a financial advisor with over 40 years of experience in the industry. Currently, Gregory Vinton Vaughan is registered with Morgan Stanley as a Registered Representative and Investment Advisor Representative, offering financial services in multiple states. Previously, Gregory Vinton Vaughan was registered with MORGAN STANLEY & CO. INCORPORATED and DEAN WITTER REYNOLDS INC. Gregory Vinton Vaughan holds a variety of licenses including Series 63, 65, 7, 8, 9, 10, 79TO and SIE. Gregory Vinton Vaughan specializes in providing a wide range of financial services for individuals, corporations, and other entities. Gregory Vinton Vaughan is dedicated to helping clients achieve their financial goals through personalized investment planning and management, asset allocation, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/01/2009 - Present
Morgan Stanley (Menlo Park CA)
CA
01/26/1981 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MENLO PARK CA)
NA
02/26/1979 - 02/26/1981
DEAN WITTER REYNOLDS INC.
IA
Issued 03/24/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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