Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Vines is a financial professional with over 20 years of experience in the financial industry. Gregory has a strong background in securities, having held various roles at leading firms like Citigroup Global Markets Inc., Cantor Fitzgerald & Co., and BNP Paribas Securities Corp. Gregory currently works for Pershing LLC. Gregory is registered with FINRA and holds Series 3, 7, 24, 52, 63, and 99 licenses. Gregory is also registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/05/2022 - Present
Pershing LLC (JERSEY CITY NJ)
NY
08/26/2020 - 07/12/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/19/2018 - 06/28/2019
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/19/2018 - 06/28/2019
CF SECURED, LLC (NEW YORK NY)
NY
05/06/2016 - 12/08/2017
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/24/2009 - 12/08/2017
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
06/19/2007 - 10/27/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
01/21/2002 - 07/13/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2016
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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