Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Matthews is a financial advisor with Morgan Stanley, a firm with over 150 years of experience in the financial services industry. Gregory has been in the financial services industry for over 30 years, and has experience working with individuals, families, and institutions. Gregory has a strong understanding of the financial markets and a commitment to providing personalized advice to help clients reach their financial goals. Gregory is registered to provide advisory services in multiple states, including New York, Connecticut and Texas. In addition to providing investment advice, Gregory also offers financial planning services, including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/19/2020 - Present
Morgan Stanley (New York NY)
NY
02/05/2015 - 06/01/2016
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/25/2010 - 02/04/2015
AURIGA USA, LLC (NEW YORK NY)
NY
12/14/2009 - 10/22/2010
STORMHARBOUR SECURITIES LP (NEW YORK NY)
NY
10/14/2008 - 10/13/2009
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/03/2008 - 10/01/2008
COHEN & COMPANY SECURITIES, LLC (NEW YORK NY)
NY
07/31/2007 - 05/06/2008
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
09/28/2005 - 07/19/2007
CANTOR FITZGERALD & CO. (NEW YORK NY)
NJ
07/25/2005 - 09/27/2005
INTERCAPITAL SECURITIES LLC (JERSEY CITY NJ)
NY
10/18/2002 - 06/21/2005
FIRST ALBANY CAPITAL INC. (NEW YORK NY)
NY
11/29/2001 - 08/22/2002
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
06/28/2000 - 12/18/2001
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
04/29/1998 - 02/23/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
04/23/1996 - 01/08/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/21/1994 - 04/04/1996
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NJ
04/18/1986 - 03/22/1994
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
11/19/1985 - 03/17/1986
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 01/18/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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