Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Vernon is a financial advisor with over 20 years of experience in the industry. Gregory is currently registered with Wells Fargo Clearing Services, LLC and previously worked for Wells Fargo Advisors, LLC. Gregory has a wide range of experience in financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Gregory holds Series 7, Series 63, and Series 65 licenses and is registered in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/04/2018 - Present
Wells Fargo Clearing Services, LLC (INGLEWOOD CA)
CA
08/12/2013 - 07/11/2016
WELLS FARGO ADVISORS, LLC (WALNUT CREEK CA)
CA
08/11/2009 - 05/17/2012
GARDNER RICH, L.L.C. (BERKELEY CA)
CA
06/16/1999 - 07/21/2008
BEAR, STEARNS & CO. INC. (SAN FRANCISCO CA)
NY
03/22/1999 - 04/20/1999
FAHNESTOCK & CO., INC. (NEW YORK NY)
CA
07/17/1998 - 02/03/1999
REDWOOD SECURITIES GROUP, INC. (SAN FRANCISCO CA)
CA
01/01/1997 - 12/31/1997
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
05/31/1995 - 09/05/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
CA
11/21/1994 - 04/13/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 06/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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