Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Vance Shiveley is an investment advisor representative with Wells Fargo Clearing Services, LLC, with over 16 years of experience in the financial services industry. Gregory has a Series 3, 7, 9, 10, 24, and 66 license and is registered in Colorado, Illinois, Kansas, Missouri and Wyoming. Previously, Gregory was employed by A. G. Edwards & Sons, Inc. Gregory specializes in portfolio management for individuals, portfolio management for businesses and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/09/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
03/05/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 05/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2018
Series 24 - General Securities Principal Examination
BC
Issued 04/02/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/15/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/04/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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