Unclaimed
Gregory Russell is a financial advisor in LOUISVILLE, KY with Northwestern Mutual Investment Services, LLC. Gregory has been in the industry since 2019 and is registered to sell securities in Indiana, Kentucky and Ohio. Gregory holds the Series 6, 63 and SIE securities licenses. Gregory is also registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KY
04/21/2020 - Present
Northwestern Mutual Investment Services, LLC (LOUISVILLE KY)
KY
11/26/2019 - 04/20/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOUISVILLE KY)
BC
Issued 01/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/26/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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