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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Todd Lavergne is a financial advisor with over 30 years of experience in the financial services industry. He currently works at U.S. Capital Wealth Advisors, LLC, where he provides financial planning, portfolio management and other financial services to individuals, businesses, and retirement plans. Gregory Lavergne is registered in 31 states as a broker and an investment advisor. Gregory Lavergne specializes in working with clients who are looking for financial advice on their investments, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
11/10/2000 - 06/05/2014
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NY
09/12/1997 - 11/15/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/03/1991 - 09/24/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
06/28/1989 - 01/10/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NA
05/23/1989 - 06/30/1989
J. W. GANT & ASSOCIATES, INC.
IA
Issued 08/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2001
Series 3 - National Commodity Futures Examination
BC
Issued 06/26/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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