Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Tuerk is a registered representative with Roth Capital Partners, LLC. Gregory has been in the financial services industry since 1999 and has experience with various firms including Seaport Global Securities LLC and GHS Trading LLC. Gregory has a Series 7, Series 63, Series 24, Series 4, and Series 55 licenses and is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
12/04/2019 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
CA
04/21/2017 - 09/13/2019
SEAPORT GLOBAL SECURITIES LLC (COSTA MESA CA)
CA
08/08/2016 - 04/27/2017
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
CA
09/29/2014 - 08/02/2016
SEAPORT GLOBAL SECURITIES LLC (COSTA MESA CA)
CA
03/11/2013 - 12/09/2015
GHS TRADING LLC (COSTA MESA CA)
CA
03/23/2011 - 09/29/2014
GLOBAL HUNTER SECURITIES, LLC (COSTA MESA CA)
CA
06/10/2008 - 10/01/2010
GLOBAL HUNTER SECURITIES, LLC (NEWPORT BEACH CA)
CA
10/10/1997 - 07/12/2000
ROTH CAPITAL PARTNERS, INC. (NEWPORT BEACH CA)
NY
01/25/1995 - 10/06/1997
GENESIS MERCHANT GROUP SECURITIES LLC (NEW YORK NY)
CA
07/20/1994 - 02/03/1995
HAMBRECHT & QUIST INCORPORATED (SAN FRANCISCO CA)
NY
11/13/1992 - 05/10/1994
GENESIS MERCHANT GROUP SECURITIES L.P. (NEW YORK NY)
NA
10/22/1987 - 01/25/1988
B. R. STICKLE & CO.
NA
01/21/1986 - 09/16/1987
MABON, NUGENT & CO.
NA
02/19/1987 - 03/20/1987
BLUNT ELLIS & LOEWI INCORPORATED
BC
Issued 09/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2011
Series 4 - Registered Options Principal Examination
BC
Issued 05/09/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
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