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Gregory Thomas Seavey

Equitable Distributors, LLC

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About Gregory Thomas Seavey

Gregory Thomas Seavey is a financial professional in Charlotte, North Carolina. Gregory is registered with Equitable Distributors, LLC. Gregory holds Series 27, SIE, and Series 99TO licenses. Gregory has been in the financial services industry since December 6, 2020.

Firm Information

Gregory Seavey is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Seavey’s Registration & Firm History

NC

12/07/2020 - Present

Equitable Distributors, LLC (Charlotte NC)

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Licenses & Designations

BC

Issued 12/07/2020

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Thomas Seavey.
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