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Gregory Thomas Mullaney

Neuberger Berman BD LLC

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About Gregory Thomas Mullaney

Gregory Thomas Mullaney is an investment advisor representative associated with Neuberger Berman BD LLC and is licensed to provide investment advice in New Jersey and New York. He is also registered as an investment advisor representative in California, New Jersey, New York, North Carolina and Pennsylvania. Gregory Thomas Mullaney has held a FINRA Series 6, Series 7, Series 24, Series 31 and Series 63 license. He also passed the SIE and Uniform Investment Adviser Law Examination. Gregory Thomas Mullaney has been in the industry since July 2013. Gregory Thomas Mullaney has previously been associated with NEUBERGER BERMAN MANAGEMENT LLC.

Firm Information

Gregory Mullaney is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Mullaney’s Registration & Firm History

NY

03/25/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

07/11/2013 - 01/09/2015

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/04/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/25/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/15/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/05/2018

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2013

Series 7 - General Securities Representative Examination

BC

Issued 07/11/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gregory Thomas Mullaney.
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