Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Lord is a financial advisor with Raymond James & Associates, Inc. based in Carmel, Indiana. Gregory has over 35 years of experience in the financial services industry. Gregory is registered with the state of Indiana as well as Florida and Texas. Gregory is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
09/16/2021 - Present
Raymond James & Associates, Inc. (Carmel IN)
IN
06/18/1999 - 08/29/2007
UBS FINANCIAL SERVICES INC. (INDIANAPOLIS IN)
OH
06/01/1996 - 07/13/1999
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
01/04/1999 - 06/29/1999
FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/05/1994 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
05/04/1992 - 06/01/1996
NATIONAL CITY INVESTMENTS CORPORATION
OH
08/26/1988 - 12/20/1993
MERCHANTS SECURITIES COMPANY (CLEVELAND OH)
IA
Issued 11/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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