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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Klein is a financial advisor with Wells Fargo Clearing Services, LLC. Gregory has been working in the financial industry since January 27, 2004. Gregory holds the Series 7, Series 63 and Series 65 licenses and has experience in portfolio management for individuals, portfolio management for businesses, pension consulting and financial planning. Gregory has also been registered as a broker-dealer in multiple states including North Carolina, Texas, Florida, California and Georgia. Gregory’s previous experience includes roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc. and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/13/2020 - Present
Wells Fargo Clearing Services, LLC (FUQUAY VARINA NC)
NC
10/23/2009 - 08/27/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAYETTEVILLE NC)
NC
09/08/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FAYETTEVILLE NC)
NC
01/28/2004 - 09/13/2006
EDWARD JONES (FAYETTEVILLE NC)
IA
Issued 05/07/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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