Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Thomas Ford is a financial professional with over 30 years of experience in the industry. Gregory has held several positions with notable firms including Stifel, Nicolaus & Company, Incorporated, BTIG, LLC, Nomura Securities International, Inc., and Bank of America Securities LLC. Gregory is currently registered with BNP Paribas Securities Corp. and holds a wide array of licenses and registrations including Series 7, 10, 9, 24, and 63. Gregory's extensive experience and qualifications make him well-equipped to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/05/2023 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
CT
06/30/2020 - 09/11/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (STAMFORD CT)
NY
07/08/2019 - 06/11/2020
BTIG, LLC (New York NY)
NY
08/15/2011 - 05/01/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/01/1997 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
04/23/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NJ
05/17/1995 - 05/12/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MD
05/17/1994 - 05/31/1995
CHASE SECURITIES, INC. (NEW YORK MD)
NY
12/04/1992 - 05/10/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
03/11/1992 - 11/19/1992
PRINTON, KANE GROUP, INC.
NA
10/16/1990 - 04/03/1992
S.N. PHELPS & CO.
NA
07/05/1989 - 03/03/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/21/1988 - 06/12/1989
DEUTSCHE BANK CAPITAL CORPORATION
BC
Issued 09/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2013
Series 24 - General Securities Principal Examination
BC
Issued 11/08/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/28/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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