Unclaimed
Gregory Cowley is a financial advisor who has been active in the industry since March 20, 2005. Gregory is currently registered with Pershing LLC in Jersey City, New Jersey. Previously, Gregory was registered with Credit Suisse Securities (USA) LLC, Lehman Brothers Inc., and Morgan Stanley & Co., Incorporated. Gregory holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/16/2011 - Present
Pershing LLC (JERSEY CITY NJ)
NY
06/05/2007 - 08/08/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/12/2005 - 06/14/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/26/2002 - 06/22/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 11/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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