Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Thomas Allen is a financial professional with over three years of experience in the financial services industry. He is currently registered with LPL Enterprise, LLC and holds Series 7, 63, and 65 licenses. Prior to joining LPL Enterprise, LLC, Gregory was with W&S Brokerage Services, Inc. and Pruco Securities, LLC. Gregory has been providing financial advice and consulting services to individual clients, corporations, and businesses. He specializes in financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
01/09/2025 - Present
LPL Enterprise, LLC (CHARLOTTE NC)
NC
02/01/2021 - 06/28/2023
PRUCO SECURITIES, LLC. (Wilmington NC)
NC
09/14/2020 - 02/02/2021
W&S BROKERAGE SERVICES, INC. (Wilmington NC)
IA
Issued 06/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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