Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Bowman is an investment advisor representative registered in Texas. Gregory has been working in the financial industry since 2003 and is currently employed with RBC Capital Markets, LLC. Gregory is a licensed investment advisor with over 20 years of experience. He has a broad range of experience in the financial industry including previous roles at Morgan Stanley and Wachovia Securities, LLC. Gregory is highly knowledgeable about investment products and services. His expertise includes working with clients to develop and execute a comprehensive financial plan. Gregory is registered to provide investment advice in several states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Iowa, Kansas, Louisiana, Massachusetts, Michigan, Minnesota, Montana, Nebraska, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, South Carolina, Tennessee, Texas, Utah, Virginia, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/30/2016 - Present
RBC Capital Markets, LLC (Lufkin TX)
TX
06/01/2009 - 09/02/2016
MORGAN STANLEY (LUFKIN TX)
TX
07/16/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LUFKIN TX)
TX
01/01/2008 - 07/21/2008
WACHOVIA SECURITIES, LLC (LUFKIN TX)
TX
03/07/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LUFKIN TX)
BOTH
Issued 03/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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