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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Kaufman is a financial advisor with over 20 years of experience in the industry. Gregory has been registered with Morgan Stanley since June 2009. Gregory holds the Series 7, Series 31, and Series 63 licenses. Gregory also holds the Series 65 license. Gregory is registered in 42 states and 2 jurisdictions. Prior to joining Morgan Stanley, Gregory worked at CITIGROUP GLOBAL MARKETS INC.. Gregory also owns and operates Sycamore Drive, LLC, an investment-related business. Gregory specializes in financial planning, asset allocation advice, portfolio management for businesses, individuals, and investment companies, and pension consulting. Gregory works with a wide range of clients, including high-net-worth individuals, corporations, insurance companies, investment companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
07/22/2016 - Present
Morgan Stanley (Dublin OH)
OH
09/12/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DUBLIN OH)
IA
Issued 11/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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