Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Swindling has been working in the financial industry since August 21, 1996. Gregory is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and is located in Frisco, TX. Gregory has a broad range of experience, having worked at several firms, including TD Ameritrade, Inc., Compass Brokerage, Inc. and Southtrust Securities, LLC. Gregory has a wide range of specialties, including financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
06/23/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
TX
09/08/2015 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
06/29/2007 - 08/27/2015
TD AMERITRADE, INC. (FORT WORTH TX)
TX
05/18/2005 - 06/12/2007
COMPASS BROKERAGE, INC. (CARROLLTON TX)
AL
08/19/2002 - 03/01/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
SC
10/29/1998 - 08/09/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
01/29/1998 - 10/29/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IN
02/23/1996 - 02/02/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
02/23/1996 - 02/02/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BC
Issued 07/21/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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