Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Stimson Wolfe is an investment advisor representative who has been in the financial services industry since April 20, 1977. Gregory is currently registered with Nations Financial Group, Inc. in Estero, Florida. Gregory has also been previously registered with LaSalle St Securities, L.L.C., PaineWebber Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., and Dain, Kalman & Quail, Incorporated. Gregory holds Series 5, 7, 24, 63, 65, and 66 licenses and is licensed to conduct business in the following states: Florida, Arizona, California, Colorado, Iowa, and Iowa. Gregory's firm, Nations Financial Group, Inc., provides financial planning, portfolio management for businesses and individuals, and selection of other advisors to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/14/2024 - Present
Nations Financial Group, Inc. (Estero FL)
IL
02/02/1995 - 10/05/1998
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NJ
09/18/1989 - 02/24/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/07/1988 - 10/11/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/10/1977 - 03/07/1988
E. F. HUTTON & COMPANY INC
NA
04/21/1977 - 11/15/1977
DAIN, KALMAN & QUAIL, INCORPORATED
BOTH
Issued 04/11/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/27/1978
PC - AMEX Put and Call Exam
BC
Issued 04/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Wolfe is the right advisor for you? Invested Better is here to help.
