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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Steven Sieber is a financial advisor with over 35 years of experience in the industry. Gregory Sieber is currently registered with Raymond James & Associates, Inc. and is licensed to provide investment advice in multiple states. Gregory Sieber holds a Series 7, Series 31, Series 63, and Series 65 licenses, and has experience with various investment strategies and products. Gregory Sieber focuses on providing financial planning, investment management, and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/22/2018 - Present
Raymond James & Associates, Inc. (GREENVILLE SC)
SC
01/06/2006 - 02/20/2018
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE SC)
SC
11/02/1984 - 01/12/2006
CITIGROUP GLOBAL MARKETS INC. (GREENVILLE SC)
NA
07/26/1982 - 01/26/1984
INTERSTATE SECURITIES CORPORATION
NA
09/21/1981 - 08/03/1982
EDGAR M. NORRIS & CO.
IA
Issued 06/15/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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