Unclaimed
Gregory Steven Moore is a financial advisor at LPL Financial LLC, registered in Texas. Gregory has been in the industry since 1998. Prior to joining LPL Financial LLC, Gregory worked at Lincoln Financial Securities Corporation, Securities America, Inc., National Planning Corporation and 1st Global Capital Corp. Gregory offers a variety of financial services including financial planning, pension consulting, and portfolio management. Gregory is also registered with the following states: Alabama, Arizona, Florida, Georgia, Indiana, Louisiana, New Mexico, North Carolina, Ohio, Oklahoma, Pennsylvania, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
08/24/2021 - Present
LPL Financial LLC (LUBBOCK TX)
TX
11/15/2007 - 11/21/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (LUBBOCK TX)
TX
11/05/2002 - 11/27/2007
SECURITIES AMERICA, INC. (LUBBOCK TX)
CA
08/31/2001 - 10/31/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TX
12/04/1998 - 10/02/2001
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
BOTH
Issued 01/21/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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