Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Stephen Prough is a financial advisor with Edward Jones and has been in the industry for over 20 years. Gregory is registered to provide investment advice in 19 states and holds Series 6, 7, 26, 63 and 66 licenses. In addition to providing financial planning services, Gregory also specializes in providing investment management services for individuals, businesses and retirement plans. Gregory has worked with Edward Jones since 2009. Before that, Gregory worked for several firms, including MetLife Investors Distribution Company, Equitable Distributors, Inc. and SunAmerica Capital Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/09/2019 - Present
Edward Jones (LONG BEACH CA)
CA
12/11/2004 - 01/23/2009
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
07/10/2001 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
NC
06/17/1999 - 11/10/2000
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NJ
10/15/1998 - 06/02/1999
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 02/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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