Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Stephen Lotardo is a registered representative with National Financial Services LLC, a firm with offices in Boston, Massachusetts. Gregory has been in the financial services industry for 29 years and has a wealth of experience in the financial services industry. Gregory is a licensed Series 7, 9, 10, 24, 55, 57TO, and 99TO. Gregory is also a licensed Series 63 and has passed the SIE exam. Gregory specializes in providing clients with a wide range of financial services, including investments, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
11/03/1998 - Present
National Financial Services LLC (BOSTON MA)
MA
09/10/1996 - 06/27/2013
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
PA
04/07/2005 - 03/02/2006
NF CLEARING, INC. (PHILADELPHIA PA)
NY
08/13/2003 - 04/04/2005
CORRESPONDENT SERVICES CORPORATION (NEW YORK NY)
MA
10/18/1994 - 09/10/1996
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BC
Issued 09/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/08/2000
Series 4 - Registered Options Principal Examination
BC
Issued 12/02/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/12/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gregory Lotardo is the right advisor for you? Invested Better is here to help.
