Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Stark Pettys is a financial professional with over 30 years of experience in the industry. Gregory is a Certified Financial Planner™ and a Chartered Financial Consultant. Gregory is currently registered with LPL Financial LLC and is licensed to provide financial advice in Illinois and Missouri. Gregory has a diverse background, having worked with various firms such as MML Investors Services, LLC, Pruco Securities, LLC., Hartford Equity Sales Company Inc., Woodbury Financial Services, Inc., and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/12/2024 - Present
LPL Financial LLC (SPRINGFIELD IL)
MO
06/27/2018 - 01/07/2022
MML INVESTORS SERVICES, LLC (Chesterfield MO)
NJ
01/03/2013 - 05/15/2018
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
02/04/2011 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IL
03/03/2011 - 10/16/2012
WOODBURY FINANCIAL SERVICES, INC. (SPRINGFIELD IL)
CT
09/15/2010 - 01/03/2011
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
PA
02/04/2009 - 09/15/2010
PHOENIX EQUITY PLANNING CORPORATION (PHILADELPHIA PA)
CT
06/09/2008 - 02/04/2009
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IL
11/01/2007 - 05/30/2008
SAMMONS SECURITIES COMPANY, LLC (SPRINGFIELD IL)
IL
08/26/2002 - 10/29/2007
THRIVENT INVESTMENT MANAGEMENT INC. (SPRINGFIELD IL)
MN
06/15/1998 - 06/20/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/15/1998 - 06/20/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
10/01/1997 - 01/06/1998
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
IL
02/04/1997 - 09/22/1997
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NY
07/01/1994 - 04/12/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
KY
04/29/1987 - 07/06/1994
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NA
07/16/1986 - 01/24/1992
METLIFE SECURITIES INC.
NA
07/16/1986 - 04/22/1987
METROPOLITAN LIFE INSURANCE COMPANY
IA
Issued 08/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/30/1997
Series 4 - Registered Options Principal Examination
BC
Issued 02/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/08/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Pettys is the right advisor for you? Invested Better is here to help.
