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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Solomon Smith is a financial advisor with over 23 years of experience in the industry. Gregory Smith is currently registered with Raymond James & Associates, Inc., and is licensed to provide securities and investment advisory services in multiple states. Prior to Raymond James & Associates, Inc., Gregory Solomon Smith worked at Robert W. Baird & Co. Incorporated. and Ferris, Baker Watts Incorporated. Gregory Solomon Smith holds a Series 65 and 63 licenses, as well as Series 7, 31, and SIE licenses, and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
09/19/2022 - Present
Raymond James & Associates, Inc. (Reston VA)
VA
07/20/2007 - 09/27/2022
ROBERT W. BAIRD & CO. INCORPORATED (RESTON VA)
VA
06/16/2000 - 08/02/2007
FERRIS, BAKER WATTS INCORPORATED (RESTON VA)
NY
04/28/1999 - 07/03/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 03/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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