Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Shefrin is a financial advisor with over 10 years of experience in the financial services industry. Gregory is currently registered with Wells Fargo Clearing Services, LLC, a firm with over $10 billion to $50 billion in assets under management. Gregory has previously held positions with Hudson Partners Securities LLC, BBVA Securities Inc., and Deutsche Bank Securities Inc. Gregory holds Series 7, 63 and 66 licenses and offers a variety of investment services including investment consulting, financial planning, portfolio management, and pension consulting. Gregory is also a registered investment advisor in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/20/2019 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
CT
05/16/2017 - 04/19/2018
HUDSON PARTNERS SECURITIES LLC (STAMFORD CT)
NY
01/28/2016 - 04/06/2016
BBVA SECURITIES INC. (NEW YORK NY)
NY
04/06/2010 - 12/31/2011
FOCUS CAPITAL GROUP, INC. (NEW YORK NY)
NY
12/02/2005 - 12/10/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 11/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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