Unclaimed
Gregory Shawn Barnett is a registered investment advisor representative with MML Investors Services, LLC. Gregory has been in the financial industry since February 1997. Gregory has Series 6, Series 63 and Series 65 licenses. He is registered in Kentucky and specializes in a number of areas including individual and corporate retirement planning, college savings plans, investment strategies, and estate planning. Gregory also provides financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
KY
09/13/2022 - Present
MML Investors Services, LLC (Lexington KY)
NY
06/01/2005 - 08/09/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/28/1997 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
08/29/1996 - 02/24/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 09/02/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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