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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Seaver is an investment advisor representative with Principal Asset Management. Gregory has been working in the financial industry since December 1994 and has experience with insurance companies, investment companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. Gregory has passed the Series 6, 7, 63, and 66 exams. Gregory is registered in Connecticut, Maine, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
CT
01/31/2024 - Present
Principal Asset Management (West Hartford CT)
CT
12/03/2012 - 06/08/2023
HARTFORD FUNDS DISTRIBUTORS, LLC (SIMSBURY CT)
CT
02/10/2012 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (SIMSBURY CT)
CT
07/19/2001 - 10/26/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NY
04/08/1999 - 06/26/2001
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
CT
03/14/1994 - 03/01/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
BOTH
Issued 01/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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