Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Buckner is a financial professional with over 30 years of experience in the industry. Gregory is currently registered with Stifel, Nicolaus & Company, Inc. as a Registered Representative. Gregory has previously been registered with RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, Wachovia Securities, Inc., A. G. Edwards & Sons, Inc., Interstate Securities Corporation and McDaniel Lewis & Company. Gregory holds the Series 31, Series 7, Series 63 and Series 65 licenses. Gregory has experience in financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/25/2013 - Present
Stifel, Nicolaus & Company, Inc. (WILMINGTON NC)
NC
03/13/2009 - 01/17/2013
RBC CAPITAL MARKETS, LLC (WILMINGTON NC)
NC
12/22/2000 - 03/13/2009
FERRIS, BAKER WATTS, LLC (WILMINGTON NC)
NC
11/08/1993 - 01/08/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
MO
07/06/1988 - 11/09/1993
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
10/23/1986 - 07/11/1988
INTERSTATE SECURITIES CORPORATION
NA
09/13/1984 - 03/07/1985
MCDANIEL LEWIS & COMPANY
IA
Issued 06/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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