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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Scott Tobey has been working in the financial services industry since September 22, 1996. Gregory Scott Tobey is currently registered with LPL Financial LLC. Gregory Scott Tobey has held previous registrations with a number of firms including ROYALLIANCE ASSOCIATES, INC., T. ROWE PRICE INVESTMENT SERVICES, INC., CHK GLOBAL SECURITIES, STOCKS 4 LESS, INC., NATIONAL CLEARING CORP., and BARABAN SECURITIES, INC.. Gregory Scott Tobey has passed a number of exams including the Series 63, Series 65, Series 4, Series 24, SIE, and Series 7. Gregory Scott Tobey is currently licensed in 33 states and is an Investment Advisor Representative in two states. Gregory Scott Tobey offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/05/2013 - Present
LPL Financial LLC (ORANGE CA)
CA
11/23/2005 - 11/28/2007
ROYAL ALLIANCE ASSOCIATES, INC. (IRVINE CA)
MD
07/12/2005 - 11/07/2005
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
CA
10/20/2004 - 01/14/2005
CHK GLOBAL SECURITIES (LOS ANGELES CA)
CA
10/28/2003 - 10/25/2004
STOCKS 4 LESS, INC. (SHERMAN OAKS CA)
CA
05/17/1996 - 10/28/2003
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
CA
02/09/1996 - 05/20/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 03/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2001
Series 4 - Registered Options Principal Examination
BC
Issued 03/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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