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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Scott Simon is a financial advisor with over 35 years of experience in the industry. Gregory is currently registered with Morgan Stanley and has been with the firm since 2009. Previously, Gregory held positions with Citigroup Global Markets Inc. and Fahnestock & Co. Inc. Gregory is a Series 65 and 63 licensed advisor and holds the Series 7, 3, 15 and SIE licenses. Gregory is a registered advisor in 52 states. Gregory specializes in serving a range of clients including insurance companies, high net worth individuals, pension and profit-sharing plans, and individuals other than high net worth. Gregory is experienced in various investment strategies and offers financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (Los Angeles CA)
CA
06/11/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
01/03/2003 - 06/13/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
01/16/1990 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/21/1984 - 02/08/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 06/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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