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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Lapointe is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC in Irvine, CA. Gregory has been in the industry since 2004 and has a Series 66, SIE and Series 7 license. Gregory holds a current registration in California for both broker-dealer and investment advisor. Gregory has been with Wells Fargo Clearing Services, LLC since 2016 and with Wells Fargo Advisors LLC since 2011. Gregory previously worked for WELLS FARGO INVESTMENTS, LLC in Murrieta, CA between 2004 and 2011. Gregory offers investment advice to individuals, corporations, and other businesses and specializes in retirement planning, education planning, estate planning, business succession planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
11/02/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MURRIETA CA)
BOTH
Issued 12/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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