Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Hermes is an investment advisor representative with Balboa Wealth Partners, Inc. and has over 20 years of experience in the financial services industry. Gregory Hermes is registered with the state of Arizona, California and Texas and has passed the Series 63, Series 65, Series 7, and Series 24 exams. Gregory Hermes specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Gregory Hermes is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
08/21/2024 - Present
Balboa Wealth Partners, Inc. (SCOTTSDALE AZ)
AZ
10/08/2010 - 02/14/2022
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
AZ
10/21/2008 - 10/15/2010
WEDBUSH SECURITIES INC. (PHOENIX AZ)
AZ
06/23/2008 - 11/14/2008
PEACOCK, HISLOP, STALEY & GIVEN, INC. (PHOENIX AZ)
AZ
01/09/2004 - 06/25/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
NJ
05/01/2002 - 01/13/2004
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
WA
12/09/2000 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
NE
09/16/1999 - 03/07/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IL
04/15/2000 - 12/09/2000
HARRIS INVESTORLINE (CHICAGO IL)
IL
12/18/1998 - 04/15/2000
HARRIS INVESTORS DIRECT, INC. (CHICAGO IL)
NE
12/17/1998 - 07/07/1999
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IL
08/15/1996 - 12/04/1998
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NJ
12/01/1995 - 08/05/1996
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
IA
Issued 06/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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