Unclaimed
Gregory Scott Griffith, SR is a financial advisor with over 30 years of experience in the financial services industry. Gregory Griffith is currently registered with Raymond James Financial Services Advisors, Inc. and is also a Vice President with Citizens National Bank. Gregory Griffith has been associated with the Sevierville, TN branch office since January 2019. Gregory Griffith is a Series 7 and Series 63 license holder. He is also a Series 24 and Series 8 principal. Gregory Griffith specializes in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
01/18/2019 - Present
Raymond James Financial Services Advisors, Inc. (Sevierville TN)
TN
08/02/2018 - 01/17/2019
CETERA INVESTMENT SERVICES LLC (MARYVILLE TN)
TN
11/30/2017 - 08/10/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (SEVIERVILLE TN)
TN
11/05/2007 - 12/04/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (SEVIERVILLE TN)
TN
05/23/2007 - 11/06/2007
MORGAN STANLEY & CO., INCORPORATED (KNOXVILLE TN)
TN
11/15/2006 - 05/18/2007
INVESTACORP, INC. (SEVIERVILLE TN)
TN
05/31/2006 - 10/31/2006
AMSOUTH INVESTMENT SERVICES, INC. (JEFFERSON CITY TN)
TN
03/24/2003 - 11/03/2004
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
NC
06/17/1999 - 02/26/2002
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
TN
09/05/1997 - 06/11/1999
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
FL
02/28/1997 - 06/13/1997
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
TX
10/04/1990 - 03/11/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
09/20/1988 - 01/30/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 08/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 09/15/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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