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Gregory Scott Griffith

Raymond James Financial Services Advisors, Inc.

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About Gregory Scott Griffith

Gregory Scott Griffith, SR is a financial advisor with over 30 years of experience in the financial services industry. Gregory Griffith is currently registered with Raymond James Financial Services Advisors, Inc. and is also a Vice President with Citizens National Bank. Gregory Griffith has been associated with the Sevierville, TN branch office since January 2019. Gregory Griffith is a Series 7 and Series 63 license holder. He is also a Series 24 and Series 8 principal. Gregory Griffith specializes in financial planning, portfolio management, and retirement planning.

Firm Information

Gregory Griffith is currently registered with Raymond James Financial Services Advisors, Inc.. Raymond James Financial Services Advisors, Inc. is a financial services firm headquartered in Saint Petersburg, FL. With over 6,400 registered representatives and $344 billion in assets under management, the firm provides a range of financial advisory services including financial planning, portfolio management, pension consulting, and educational seminars. They cater to a diverse clientele including individuals, high-net-worth individuals, corporations, and institutions.
Raymond James Financial Services Advisors, Inc.

880 CARILLON PARKWAY

SAINT PETERSBURG, FL 33716

$344.87B

Assets Under Management

6,514

Total Clients

5,416

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consultations

Hourly & fixed rate consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Per participant (erisa)

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Gregory Griffith’s Registration & Firm History

TN

01/18/2019 - Present

Raymond James Financial Services Advisors, Inc. (Sevierville TN)

TN

08/02/2018 - 01/17/2019

CETERA INVESTMENT SERVICES LLC (MARYVILLE TN)

TN

11/30/2017 - 08/10/2018

CAMBRIDGE INVESTMENT RESEARCH, INC. (SEVIERVILLE TN)

TN

11/05/2007 - 12/04/2017

RAYMOND JAMES FINANCIAL SERVICES, INC. (SEVIERVILLE TN)

TN

05/23/2007 - 11/06/2007

MORGAN STANLEY & CO., INCORPORATED (KNOXVILLE TN)

TN

11/15/2006 - 05/18/2007

INVESTACORP, INC. (SEVIERVILLE TN)

TN

05/31/2006 - 10/31/2006

AMSOUTH INVESTMENT SERVICES, INC. (JEFFERSON CITY TN)

TN

03/24/2003 - 11/03/2004

FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)

NC

06/17/1999 - 02/26/2002

UVEST INVESTMENT SERVICES (CHARLOTTE NC)

TN

09/05/1997 - 06/11/1999

SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)

FL

02/28/1997 - 06/13/1997

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

TX

10/04/1990 - 03/11/1997

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NA

09/20/1988 - 01/30/1989

BLINDER, ROBINSON & CO., INC.

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Licenses & Designations

IA

Issued 08/16/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/29/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2008

Series 24 - General Securities Principal Examination

BC

Issued 09/15/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gregory Scott Griffith. Review regulatory record here.
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