Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Coleman is a financial advisor with over 27 years of experience in the industry. Gregory is currently registered with Pickwick Capital Partners, LLC and is also a registered representative of FINRA. Gregory has held previous positions with Bradley Woods & Co. LTD., Macquarie Capital (USA) Inc., Leerink Swann & Company, Credit Suisse First Boston LLC, and Sanford C. Bernstein & Co., Inc. Gregory holds a Series 7, Series 24, Series 63, Series 79TO, Series 99TO and SIE. Gregory is registered in 14 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/04/2011 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
02/18/2021 - 10/31/2022
BRADLEY WOODS & CO. LTD. (NEW YORK NY)
NY
11/14/2007 - 07/25/2011
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
04/19/2004 - 03/29/2007
LEERINK SWANN & COMPANY (NEW YORK NY)
NY
05/03/2000 - 04/02/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
07/20/1994 - 05/12/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 07/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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