Unclaimed
Gregory Scott Brown is a financial professional with over 20 years of experience in the industry. Gregory is currently registered with Mizuho Securities USA LLC. Prior to that, Gregory was employed by Robertson Stephens, Inc., in San Francisco. Gregory has a Series 7, Series 99TO, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CA
05/17/2001 - 05/16/2003
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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