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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Breen is a financial advisor in Miami, FL, with over 25 years of experience in the industry. Currently, Gregory is associated with Morgan Stanley. Prior to that, Gregory was affiliated with UBS International Inc., UBS PaineWebber Inc., and Lehman Brothers Inc. Gregory holds a Series 3, 7, 9, 10, 63, and 65 licenses. In addition to being a licensed investment professional, Gregory has experience in real estate, including co-ownership of rental properties. Gregory specializes in providing financial planning, investment advisory, and pension consulting services to individuals, high net worth individuals, institutions, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/02/2020 - Present
Morgan Stanley (Miami FL)
FL
10/05/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
FL
06/03/2002 - 10/10/2007
UBS INTERNATIONAL INC. (CORAL GABLES FL)
NJ
01/29/1999 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/06/1995 - 02/17/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/07/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1995
Series 3 - National Commodity Futures Examination
BC
Issued 10/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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