Verified
Gregory Scott Boggs is a financial advisor registered with Wells Fargo Clearing Services, LLC. Gregory has been in the industry since 2001 and has a broad background working with different firms. This includes UBS Financial Services Inc., UVEST Financial Services Group, Inc., LINSCO/Private Ledger Corp., and NYLIFE Securities Inc.. Gregory holds multiple licenses including Series 7, Series 6, Series 63, and Series 65, and has been working with clients in Georgia, Illinois, North Carolina, South Carolina, Tennessee, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
08/27/2020 - Present
Wells Fargo Clearing Services, LLC (BRISTOL VA)
TN
12/07/2007 - 09/08/2020
UBS FINANCIAL SERVICES INC. (KINGPORT TN)
TN
02/28/2005 - 10/23/2007
UVEST FINANCIAL SERVICES GROUP, INC. (BRISTOL TN)
SC
12/16/2003 - 10/25/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
05/15/2001 - 01/12/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 12/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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