Unclaimed
Gregory S. Thompson is a financial advisor with J.P. Morgan Securities LLC. Gregory has been in the industry since 2001 and is registered with the state of Ohio. Gregory Thompson has held licenses with several firms including CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, ONE GROUP DEALER SERVICES, INC., and J.P. MORGAN SECURITIES LLC. Gregory Thompson currently serves as a registered representative for J.P. Morgan Securities LLC. Gregory has several industry certifications, including Series 6, 7, 24, 26, 63, and 65. Gregory also holds the Securities Industry Essentials (SIE) certification. Gregory's office is located at 1111 Polaris Parkway in Columbus, Ohio, with a second office location in Lewis Center, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
10/01/2012 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
11/29/2005 - 07/27/2006
BANC ONE SECURITIES CORPORATION (COLUMBUS OH)
IL
11/13/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
02/12/2001 - 06/27/2002
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
IA
Issued 06/08/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/17/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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