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Gregory S Pearce

Equitable Distributors, LLC

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About Gregory S Pearce

Gregory Pearce is a financial advisor with Equitable Distributors, LLC, a firm headquartered in Charlotte, NC. Gregory has 9 years of experience in the financial services industry and is registered with the following regulatory organizations: FINRA and 11 state securities authorities. Gregory's areas of expertise include variable contracts, investment company products, and securities.

Firm Information

Gregory Pearce is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Pearce’s Registration & Firm History

NC

05/16/2019 - Present

Equitable Distributors, LLC (Charlotte NC)

CO

05/29/2018 - 05/20/2019

THE LEADERS GROUP, INC. (LITTLETON CO)

NC

04/28/2015 - 07/05/2016

PNC INVESTMENTS (CHARLOTTE NC)

NC

01/17/2014 - 04/21/2015

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

NC

02/08/2013 - 11/14/2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 06/04/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/21/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory S Pearce.
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