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Gregory S Hammer

Prosperity Capital Advisors

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About Gregory S Hammer

Gregory S. Hammer is a financial advisor with Prosperity Capital Advisors. Gregory has been in the financial services industry since 1994. Gregory works with a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. Gregory provides financial planning, portfolio management, and selection of other advisors services. Gregory is registered with the following states: Alabama, Arizona, Florida, Illinois, Indiana, Ohio, South Carolina, and Texas.

Firm Information

Gregory Hammer is currently registered with Prosperity Capital Advisors. Prosperity Capital Advisors is an investment advisory firm based in WESTLAKE, OH, with over 96 licensed agents and over 101 investment adviser representatives. They manage over $2.2 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides financial planning, portfolio management, and educational seminars. They also assist clients with selecting other financial advisors.
Prosperity Capital Advisors

30400 DETROIT ROAD

WESTLAKE, OH 44145

$2.25B

Assets Under Management

280

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Hammer’s Registration & Firm History

IN

03/21/2017 - Present

Prosperity Capital Advisors (SCHERERVILLE IN)

IN

11/09/2012 - 11/02/2020

MERCAP SECURITIES, LLC (SCHERERVILLE IN)

IN

10/03/2011 - 11/06/2012

ALLIED BEACON PARTNERS, INC. (SCHEREVILLE IN)

IN

11/10/2006 - 09/30/2011

WORKMAN SECURITIES CORPORATION (SCHERERVILLE IN)

IN

10/26/2005 - 11/09/2006

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (SCHERERVILLE IN)

CT

06/14/2004 - 10/25/2005

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

GA

04/12/2002 - 03/04/2004

WORLD GROUP SECURITIES, INC. (DULUTH GA)

GA

03/19/1996 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

MN

10/07/1994 - 03/25/1996

FORTIS INVESTORS, INC. (OAKDALE MN)

NY

09/17/1993 - 08/18/1994

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/29/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Gregory S Hammer. Review regulatory record here.
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