Unclaimed
Gregory S. Hammer is a financial advisor with Prosperity Capital Advisors. Gregory has been in the financial services industry since 1994. Gregory works with a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. Gregory provides financial planning, portfolio management, and selection of other advisors services. Gregory is registered with the following states: Alabama, Arizona, Florida, Illinois, Indiana, Ohio, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
03/21/2017 - Present
Prosperity Capital Advisors (SCHERERVILLE IN)
IN
11/09/2012 - 11/02/2020
MERCAP SECURITIES, LLC (SCHERERVILLE IN)
IN
10/03/2011 - 11/06/2012
ALLIED BEACON PARTNERS, INC. (SCHEREVILLE IN)
IN
11/10/2006 - 09/30/2011
WORKMAN SECURITIES CORPORATION (SCHERERVILLE IN)
IN
10/26/2005 - 11/09/2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (SCHERERVILLE IN)
CT
06/14/2004 - 10/25/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
GA
04/12/2002 - 03/04/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
03/19/1996 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
MN
10/07/1994 - 03/25/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
NY
09/17/1993 - 08/18/1994
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 04/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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