Unclaimed
Gregory Farber is an investment advisor representative with J.p. Morgan Securities LLC. Gregory has been in the industry since November 1999. Gregory has a broad range of experience, including previous roles with Calamos Financial Services LLC, Quasar Distributors, LLC, J.P. Morgan Securities Inc., Oppenheimer & Co. Inc., CIBC World Markets Corp., and A. G. Edwards & Sons, Inc. Gregory has been registered with the Securities and Exchange Commission (SEC) since 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
01/03/2019 - Present
J.p. Morgan Securities LLC (chicago IL)
IL
01/12/2015 - 11/16/2017
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
ME
02/10/2012 - 04/17/2012
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
IL
02/23/2004 - 08/24/2009
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NY
04/01/2003 - 02/26/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/08/1997 - 04/08/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
MO
06/03/1996 - 07/25/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 04/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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