Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory S. Carroll is a financial advisor with over 9 years of experience in the financial services industry. Gregory is currently registered with Cetera Investment Advisers LLC. Gregory has been registered with Cetera Investment Advisers LLC since August 2023. Previously, Gregory was employed with SECurian Financial Services, Inc.. Gregory is a Series 7, Series 63, and Series 65 licensed professional. Gregory specializes in providing financial advice and services to individuals, corporations, and charitable organizations. Gregory also has experience in fixed insurance sales. Gregory is committed to providing his clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWARK DE)
DE
08/08/2014 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWARK DE)
IA
Issued 12/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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