Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory McDowell is a financial professional with over 10 years of experience in the financial services industry. He currently works at ICR Capital LLC in Norwalk, CT. Gregory has passed the Series 7, 63, 86, 87 and SIE exams. He is also registered in California and Connecticut. Gregory previously worked at JMP Securities LLC in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
05/22/2019 - Present
ICR Capital LLC (NORWALK CT)
CA
05/29/2008 - 10/24/2018
JMP SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 07/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/22/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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