Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Lascelles is a financial advisor with over 15 years of experience in the industry. Gregory has a Series 63, Series 65, Series 7, Series 9 and Series 10 licenses and holds a SIE designation. Gregory is currently registered with Wells Fargo Clearing Services, LLC, a large firm with approximately $10 billion to $50 billion in assets under management. Gregory is also a registered representative in 52 states. Prior to joining Wells Fargo Clearing Services, LLC, Gregory was employed by other broker-dealers such as AEGIS CAPITAL CORP., JOHN CARRIS INVESTMENTS LLC and JOHN THOMAS FINANCIAL. Gregory's areas of specialization include fixed income, equities, mutual funds, variable annuities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/20/2015 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
07/13/2012 - 02/21/2013
AEGIS CAPITAL CORP. (NEW YORK NY)
NJ
02/27/2012 - 07/09/2012
JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)
NY
12/06/2011 - 02/16/2012
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
10/31/2011 - 12/05/2011
ROCKWELL GLOBAL CAPITAL LLC (NEW YORK NY)
NY
06/23/2011 - 07/29/2011
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NJ
02/05/2007 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
MA
11/01/2004 - 04/14/2005
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NY
10/31/2000 - 01/29/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
01/07/2000 - 06/16/2000
DRAKE & COMPANY, INC. (NEW YORK NY)
NY
09/30/1999 - 01/13/2000
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
02/27/1999 - 09/29/1999
HOBBS MELVILLE SECURITIES CORP. (NEW YORK NY)
NY
03/20/1998 - 12/22/1998
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NY
07/23/1997 - 03/23/1998
LT LAWRENCE & CO., INC. (NEW YORK NY)
NY
06/13/1997 - 07/28/1997
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
BC
Issued 06/25/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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