Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Harrison has been a registered representative since 2006. Gregory is currently registered with Mizuho Securities USA LLC and has previously been registered with UBS Securities LLC and Deutsche Bank Securities Inc. Gregory is registered to conduct business in all states and has passed the Series 7, SIE and Series 63 examinations. Gregory is a financial professional and has experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/23/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/05/2011 - 11/10/2023
UBS SECURITIES LLC (NEW YORK NY)
NY
08/02/2006 - 05/03/2011
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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