Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Ross is a financial professional with over 12 years of experience in the financial services industry. Gregory has a Series 6, 7 and 63 licenses, and a SIE certification. Currently registered with Franklin Distributors, LLC Gregory is also licensed in California, Connecticut, Florida, Massachusetts, Nevada, New York, and Oregon. Gregory previously worked for Transamerica Capital, Inc., Neuberger Berman BD LLC, and Jackson National Life Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/14/2022 - Present
Franklin Distributors, LLC (San Mateo CA)
CO
02/28/2018 - 04/08/2022
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CA
07/09/2015 - 02/27/2018
NEUBERGER BERMAN BD LLC (SAN FRANCISCO CA)
CO
05/25/2010 - 06/18/2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
IA
Issued 08/05/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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